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Broker Request Letter for Broker Confirmations and Account Statements
Broker Request Letter for Broker Confirmations and Account Statements … Broker Request Letter for Broker Confirmations and Account Statements Date Broker Name Broker Address To Whom It May Concern: To comply with the personal trading requirements of the …
Key Employee Enhanced Disclosures Form (TRS 678)
Key Employee Enhanced Disclosures Form (TRS 678) … TEACHER RETIREMENT SYSTEM OF TEXAS KEY EMPLOYEE ENHANCED DISCLOSURE FORM In completing this form, the reporting year is January 1 through December 31 of the prior calendar year. You may attach additional …
Disclosure Statement for Financial Services Providers
Disclosure Statement for Financial Services Providers … Revised April 27, 2023 DISCLOSURE STATEMENT FOR FINANCIAL SERVICES PROVIDERS DUE ANNUALLY OR WHENEVER THERE IS NEW INFORMATION TO REPORT INSTRUCTIONS: 1) The reporting period covered by this …
Contractor Annual Ethics Compliance Statement (TRS 550)
Contractor Annual Ethics Compliance Statement (TRS 550) … Revised April 27, 2023 CONTRACTOR ANNUAL ETHICS COMPLIANCE STATEMENT Consistent with Section IV. E. of the Code of Ethics for Contractors (the “Code”), an entity engaged by TRS as a Contractor …
Expenditure Reporting Form for Contractors (TRS 543)
Expenditure Reporting Form for Contractors (TRS 543) … Revised April 27, 2023 EXPENDITURE REPORTING FORM FOR CONTRACTORS Required for: Expenditures of more than $50 per day made on behalf of any one Trustee or TRS Employee by a TRS Contractor (as defined …
Conflict of Interest Disclosure Statement For Employees (TRS 541E)
Conflict of Interest Disclosure Statement For Employees (TRS 541E) … TRS 541E Adopted 06/16/16 – Revised 12/07/2021 CONFLICT OF INTEREST DISCLOSURE STATEMENT (for use by Employees) An Employee must promptly: • disclose his or her own conflicts of interest …
Conflict of Interest Disclosure Statement for Contractors (TRS 541C)
Conflict of Interest Disclosure Statement for Contractors (TRS 541C) … Revised April 27, 2023 CONFLICT OF INTEREST DISCLOSURE and REQUEST FOR DETERMINATION Contractor’s Complete Name: __________________________________________________________ Under …
Ethics Compliance Statement for Employees and Certain Contractors (TRS 539E)
Ethics Compliance Statement for Employees and Certain Contractors (TRS 539E) … TRS 539E Adopted 12/12/2013 – Revised 12/07/2021 ETHICS COMPLIANCE STATEMENT FOR EMPLOYEES Name: Title: _ Department: Date: Key Employee (yes/no): Please check the appropriate …